Tag: SE

  • Security Future

    Concept of Security Future in Futures TradingIn this context of financial law, the following is a definition of Security Future: A contract for the sale or future delivery of a single security or of a narrow-based security index. See 7 USC 1a(31). See 7 USC 1a(44).

  • Series

    Concept of Series (of Options) in Futures TradingIn this context of financial law, the following is a definition of Series (of Options): Options of the same type (i.e., either puts or calls, but not both), covering the same underlying futures contract or other underlying instrument, having the […]

  • Servicer Report

    Concept of Servicer Report in the context of derivatives contract, by the International Swaps and Derivatives Association (ISDA): A report provided by the trustee or administrator on a specific ABS to the holders of those ABS to provide details of interest shortfalls, principal shortfalls and […]

  • Securities and Exchange Commission

    Concept of Securities and Exchange Commission (SEC) in Futures TradingIn this context of United States financial law, the following is a definition of Securities and Exchange Commission (SEC): SEC: The Federal regulatory agency established in 1934 to administer Federal securities laws.